APA Presidential Task Force on the Assessment of Age-Consistent
Memory Decline and Dementia
Approved by the Council of Representatives
American Psychological Association
February 1998
Suggested citation: American Psychological Association, Presidential Task Force
on the Assessment of Age-Consistent Memory Decline and Dementia (1998). Guidelines
for the evaluation of dementia and age-related cognitive decline.
Washington, DC: American Psychological Association.
APA Presidential Task Force on the Assessment of
Age-Consistent Memory Decline and Dementia
Thomas H. Crook, III, Ph.D., Chair
Glenn J. Larrabee, Ph.D.
Asenath LaRue, Ph.D.
Barry D. Lebowitz, Ph.D.
Martha Storandt, Ph.D.
James Youngjohn, Pd.D.
Guidelines for the Evaluation of Dementia and
Age-Related Cognitive Decline
Psychologists can play a leading role in the evaluation of the memory complaints
and changes in cognitive functioning that frequently occur in the later decades
of life. Although some healthy aging persons maintain very high cognitive
performance levels throughout life, most older people will experience a decline
in certain cognitive abilities. This decline is usually not pathological, but
rather parallels a number of common decreases in physiological function that
occur in conjunction with normal developmental processes. For some older
persons, however, declines go beyond what may be considered "normal" and are
relentlessly progressive, robbing them of their memories, intellect, and
eventually their abilities to recognize spouses or children, maintain basic
personal hygiene, or even utter comprehensible speech. These more malignant
forms of cognitive deterioration are caused by a variety of neuropathological
conditions and dementing diseases.
Psychologists are uniquely equipped by training, expertise, and the use of
specialized neuropsychological tests to assess changes in memory and cognitive
functioning and to distinguish normal changes from early signs of pathology.
Although strenuous efforts are being exerted to identify the physiological
causes of dementia, there are still no conclusive biological markers short of
autopsy for the most common forms of dementia, including Alzheimer's disease.
Neuropsychological evaluation and cognitive testing remain the most effective
differential diagnostic methods in discriminating pathophysiological dementia
from age-related cognitive decline, cognitive difficulties that are
depression-related, and other related disorders. Even after reliable biological
markers have been discovered, neuropsychological evaluation and cognitive
testing will still be necessary to determine the onset of dementia, the
functional expression of the disease process, the rate of decline, the
functional capacities of the individual, and hopefully, response to therapies.
The following guidelines were developed for psychologists who perform
evaluations of dementia and age-related cognitive decline. These guidelines
conform to the American Psychological Association's Ethical Principles of
Psychologists and Code of Conduct
(APA, 1992).
Assessment of dementia and age-related cognitive decline in clinical practice is
a core activity of the specialty of Clinical Neuropsychology. The recent
Houston Conference on Specialty Education and Training in Clinical
Neuropsychology (Hannay
et al., 1998) has specified the appropriate integrated training model
to attain that specialty. These guidelines, however, are intended to specify
appropriate cautions and concerns for all clinicians which are specific to the
assessment of dementia and age-related cognitive decline. These guidelines are
aspirational in intent and are neither mandatory nor exhaustive. They are
guidelines for practice and are not intended to represent standards for
practice. The goal of the guidelines is to promote proficiency and expertise in
assessing dementia and age-related cognitive decline in clinical practice. They
may not be applicable in certain circumstances, such as some experimental or
clinical research projects and/or some forensic evaluations.
Guidelines for the Evaluation of Dementia and
Age-related Cognitive Decline
I. General Guidelines: Familiarity with Nomenclature and Diagnostic Criteria
1. Psychologists performing evaluations of dementia and age-related cognitive
decline should be familiar with the prevailing diagnostic nomenclature and
specific diagnostic criteria.
A. Alzheimer's disease (AD) is the major cause for dementia in later life
(Evans, Funkenstein, & Albert, 1989). The most widely accepted
diagnostic criteria for probable AD are those offered by the National Institute
of Neurological and Communicative Disorders and Stroke and by the Alzheimer's
Disease and Related Disorders Association
(NINCDS-ADRDA; McKhann et al., 1984). These criteria include the
presence of dementia established by clinical examination and confirmed by
neuropsychological testing. The dementia is described as involving multiple,
progressive cognitive deficits in older persons in the absence of disturbances
of consciousness, presence of psychoactive substances, or any other medical,
neurological, or psychiatric conditions that might in and of themselves account
for these progressive deficits. The Diagnostic and Statistical Manual of Mental
Disorders: 4th Edition of the American Psychiatric Association (DSM-IV,
1994) also outlines diagnostic criteria for dementia of the Alzheimer's
type that are generally consistent with the NINCDS-ADRDA criteria. DSM-IV
also provides diagnostic criteria for vascular dementia, as well as dementia
due to other general medical conditions including HIV disease, head trauma,
Parkinson's disease, Huntington's disease, Pick's disease, Creutzfeldt-Jakob
disease, and other general medical conditions and etiologies. New causes and
varieties of dementia continue to be elucidated (e.g., dementia with Lewy
bodies; McKeith et
al., 1996) and diagnostic criteria for the dementing disorders continue
to be refined (e.g., International Classification of Diseases-10 and
subsequent revisions).
B. Some older persons have memory and cognitive difficulties identified by
neuropsychological testing that are greater than those typical of normal aging,
but not so severe as to warrant a diagnosis of dementia. Some of these persons
go on to develop frank dementia and some do not. There is not yet a clear
consensus regarding nosology for this middle group. Proposed nomenclature
includes mild neurocognitive disorder, mild cognitive impairment, late-life
forgetfulness, possible dementia, incipient dementia, benign senescent
forgetfulness, senescent forgetfulness, and provisional dementia (see Table 1).
Terms such as incipient dementia, provisional dementia, and mild cognitive
impairment refer to persons who are somewhat more severely impaired and have a
relatively greater likelihood of eventually becoming demented
(Flicker, Ferris, & Reisberg, 1991). Terms such as benign senescent
forgetfulness or late-life forgetfulness refer to persons with milder cognitive
difficulties relative to their age peers who are less likely to go on to
develop dementia.
C. Declines in memory and cognitive abilities are a normal consequence of aging
in humans (e.g., Craik
& Salthouse, 1992). This is true across cultures and, indeed, in
virtually all mammalian species. The nosological category of Age-Associated
Memory Impairment was proposed by a National Institute of Mental Health (NIMH)
work group to describe older persons with objective memory declines relative to
their younger years, but cognitive functioning that is normal relative to their
age peers
(Crook et al., 1986). The group's recommendations contained explicit
operational definitions and psychometric criteria to assist in identifying
these persons. The more recent term, Age-Consistent Memory Decline, has been
proposed as being a less pejorative label and to emphasize that these are
normal developmental changes (Crook,
1993; Larrabee,
1996), are not pathophysiological (Smith
et al., 1991), and rarely progress to overt dementia (Youngjohn
& Crook, 1993). The DSM-IV (1994) has codified the
diagnostic classification of Age-Related Cognitive Decline, which will be used
throughout the body of these Guidelines. This nomenclature has the advantage of
not limiting the focus solely to memory, but lacks the operational definitions
and explicit psychometric criteria of age-associated memory impairment.
II. General Guidelines: Ethical Considerations
2. Psychologists attempt to obtain informed consent.
A. Psychologists recognize that there are special considerations regarding
informed consent and competency, given the nature of these evaluations with
some patients who may be suffering from advanced stages of dementia.
Psychologists attempt when possible to educate patients regarding the nature of
their services, financial arrangements, potential risks inherent in their
services, and limits of confidentiality. When patients are clearly not
competent to give their informed consent, psychologists attempt to discuss
these issues with family members and/or legal guardians, as appropriate.
B. There may also be special considerations regarding the limits of
confidentiality in these circumstances. Family members, other professionals,
and state agencies may have to be involved under circumstances of potential
harm to the patients or others, without patients' consent. In potential cases
of abuse or neglect, there may be mandated reporting responsibilities for
psychologists consistent with state statutes and/or other applicable laws.
3. Psychologists gain specialized competence.
A. Psychologists who propose to perform evaluations for dementia and age-related
cognitive decline are aware that special competencies and knowledge are
required for such evaluations. Competence in conducting clinical interviews and
administering, scoring, and interpreting psychological and neuropsychological
tests is necessary, but may not be sufficient. Education, training, experience,
and/or supervision in the areas of gerontology, neuropsychology, rehabilitation
psychology, neuropathology, psychopharmacology, and psychopathology in older
adults may help to prepare the psychologist for performing evaluations of
age-related cognitive decline and dementia.
B. Psychologists use current knowledge of scientific and professional
developments, consistent with accepted clinical and scientific standards, in
selecting data collection methods and procedures. The Standards for Educational
and Psychological Testing (APA,
1985) are adhered to in the use of psychological tests and other
assessment tools.
4. Psychologists seek and provide appropriate consultation.
A. Psychologists performing dementia and age-related cognitive decline
evaluations communicate their findings to primary care physicians and/or other
referring physicians, with sensitivity to issues of informed consent. When the
psychologist is the first professional contact, the client is referred, when
appropriate, for a thorough medical evaluation to discover any underlying
medical disorder or any potentially reversible medical causes for dementia or
cognitive decline. Given the prevalence of health problems in the elderly it is
recommended that psychologists providing services to this population be
particularly sensitive to these issues. A thorough dementia work-up is a
multidisciplinary effort (Small
et al., in press).
B. Psychologists help to educate health care professionals who may be
administering mental status examinations or psychological screening tools
regarding the psychometric properties of these instruments and their clinical
utility for particular applications. Education is also provided about the
differences between brief screening examinations and more comprehensive
psychological or neuropsychological evaluation.
C. In the course of conducting evaluations for dementia and age-related
cognitive decline, allegations of abuse, neglect, or family violence, issues
regarding legal competence or guardianship, indications of other medical,
neurological, or psychiatric conditions, or other issues may arise that are not
necessarily within the scope of a particular evaluator's expertise. If this is
so, the psychologist seeks additional consultation, supervision, and/or
specialized knowledge, training, or experience to address these issues.
5. Psychologists are aware of personal and societal biases and engage in
nondiscriminatory practice.
Psychologists are aware of how biases regarding age, gender, race, ethnicity,
national origin, religion, sexual orientation, disability, language, culture,
and socioeconomic status may interfere with an objective evaluation and
recommendations. The psychologist strives to overcome any such biases or
withdraws from the evaluation. Psychologists are alert and sensitive to
differing roles, expectations, and normative standards within a sociocultural
context.
III. Procedural Guidelines: Conducting Evaluations of Dementia and Age-Related
Cognitive Decline
6. Psychologists conduct a clinical interview as part of the evaluation.
A. Psychologists obtain the client's self-report and subjective impressions
regarding changes in memory and cognitive functioning. This information can be
obtained through informal interview or through formal memory complaint
questionnaires (Crook
& Larrabee, 1990;
Dixon, Hultsch, & Hertzog, 1988;
Gilewski, Zelinski, & Schaie, 1990). Advantages of formal scales
include the quantification of memory complaints and the ability to measure
subsequent changes in perception of memory loss.
B. Psychologists are aware that self-reported memory problems often do not
correspond to actual decreases in memory performance (Bolla,
Lindgren, Bonaccorsy, & Bleecker, 1991). Frequently, persons with
significant cognitive dysfunction are not aware of the problem. This lack of
awareness of genuine impairment can be a component of the neurobehavioral
syndrome or it can be the result of denial or other psychological defenses.
Conversely, some persons who report severe memory deficits actually have
normal, or even above average performance. Depression and other psychological
factors can lead to over-reporting of cognitive disturbance. Additionally,
clients performing in the average range may actually have experienced
significant decreases in performance, relative to their premorbid functioning (Rubin
et al., in press).
C. It is important, when possible, to obtain behavioral descriptions and
subjective estimations of cognitive performance from collateral sources such as
family and friends. This information can be obtained either through clinical
interview or through memory complaint questionnaires. It is important to be
particularly alert to discordance between self and family reports. When formal
scales are used, discrepancies between self and family reports can be
quantified (Feher,
Larrabee, Sudilovsky, & Crook, 1994;
Zelinski, Gilewski, & Anthony-Bergstone, 1990).
D. It is important to take a careful history. The time of onset and nature and
rate of the course of the difficulties provide information important to
differential diagnosis. The clinical interview provides an opportunity to
assess for the presence of deleterious side effects of medication, substance
abuse, previous head injury, or other medical, neurological, or psychiatric
history relevant to diagnosis. Obtaining a family history of dementia is also
important.
E. Depression in elderly persons can mimic the effects of dementia (Kaszniak
& Christenson, 1994). Psychomotor retardation and decreased
motivation can result in nondemented persons appearing to have
pathophysiologically determined cognitive disturbances in both day-to-day
functioning and on formal neuropsychological testing. Depression can also cause
nondemented persons to over-report the severity of cognitive disturbance.
Consequently, it is important to perform a careful assessment for depression
when evaluating for dementia and age-related cognitive decline. Depression is
best assessed during an interview, so that the clinician can obtain information
regarding the client's body language and affective display. Formal mood scales
(e.g., Beck et al.,
1961; Yesavage
et al., 1983) can also play an important role in assessing for
depression and have the advantages of quantifying and facilitating the
assessment of changes in mood over time. Psychologists are sensitive to
sociocultural factors that might cause some older persons to underreport
depressive symptoms. Psychologists are also aware that depression and dementia
are not mutually exclusive. Depression and dementia and/or age-related
cognitive decline frequently coexist in the same person. Depression can also be
a feature of certain subcortical dementing conditions, such as Parkinson's
disease (Cummings
& Benson, 1983;
Youngjohn, Beck, Jogerst, & Cain, 1992).
7. Psychologists are aware that standardized psychological and
neuropsychological tests are important tools in the assessment of dementia and
age-related cognitive decline.
A. The use of psychometric instruments may represent the most important and
unique contribution of psychologists to the assessment of dementia and
age-related cognitive decline. Tests used by psychologists should be
standardized, reliable, valid, and have normative data directly referable to
the older population. Discriminant, convergent, and/or ecological validity
should all be considered in selecting tests. There are many tests and
approaches that are useful for these evaluations, including but not limited to
the Wechsler scales of intelligence and memory, tests from the Halstead-Reitan
battery, and the Benton tests. Psychologists seeking more comprehensive
compendiums of appropriate tests are referred to The Buros Yearbooks of Mental
Measurement, Neuropsychological Assessment (3rd ed.) (Lezak,
1995), and A Compendium of Neuropsychological Tests (Spreen
& Strauss, 1991). Many other excellent texts also provide lists of
valuable neuropsychological instruments for use in these evaluations. For
example, La Rue (Aging
and Neuropsychological Assessment, 1992), Nussbaum (Handbook
of Neuropsychology and Aging, 1997), and Storandt and VandenBos
(Neuropsychological
Assessment of Dementia and Depression in Older Adults: A Clinician's Guide,
1994) present a variety of useful psychological and neuropsychological
methods and issues relevant to assessing older adults.
B. Brief mental status examinations and screening instruments are not adequate
for diagnosis in most cases. Comprehensive neuropsychological evaluations for
dementia and age- related cognitive decline include tests or assessments of a
range of multiple cognitive domains, typically including memory, attention,
perceptual and motor skills, language, visuospatial abilities, problem solving,
and executive functions. It is recognized, however, that detection of profound
dementia may not require a comprehensive neuropsychological test battery.
8. When measuring cognitive changes in individuals, psychologists attempt to
estimate premorbid abilities.
A. Ideally, psychologists assessing for cognitive declines in older persons
would have baseline test data from earlier years against which current
performance could be compared. Unfortunately, this information rarely exists,
so psychologists must try to estimate premorbid abilities by taking into
consideration socioeconomic status, educational level, occupational history,
and client and family reports. Clinical judgement can be an important part of
this process. There are a number of systematic biases in human judgement that
may lead to inaccurate clinical estimates of premorbid function (Kareken,
1997). Various techniques have been used to estimate cognitive
abilities in earlier years (e.g.,
Barona, Reynolds, & Chastain, 1984;
Blair & Spreen, 1989). Psychologists are aware, however, that any
measure of current cognitive functioning can be affected by dementia (Larrabee,
Largen, & Levin, 1985;
Storandt, Stone, & LaBarge, 1995).
B. Once a person has been tested, these data can serve as a baseline against
which to measure future changes in cognitive functions. Magnitudes and rates of
cognitive change, as well as response to treatment, can also be determined by
follow-up testing. In most cases a one year follow-up interval is adequate for
monitoring changes in cognitive performance, unless the client, family, or
other health care professional report a more rapid decline, emergence of new
symptoms, or changes in life circumstances. Psychologists try to be
knowledgeable of the test-retest reliability of tests that are used so that
patterns and extent of change can be interpreted appropriately. Interim
follow-up not involving formal testing may also be useful in many cases.
C. Because declines in average levels of performance with age are observed on
some tests, it is important that tests selected for use in the evaluation of
dementia and age-related cognitive decline have adequate age-adjusted norms.
Until recently, the relative lack of older adult norms posed a problem for
clinicians, but better and larger older adult standardization samples are now
available for many commonly used clinical tests. Gaps still remain in the
normative data for very old persons and for diverse linguistic and ethnic
populations. Comparison of an individual's test performance against even
age-adjusted norms can be misleading if the individual's earlier abilities fell
outside of the population curve.
9. Psychologists are sensitive to the limitations and sources of variability
and error in psychometric performance.
A. Psychologists are aware that practice effects can result when tests are
readministered in close temporal proximity. Such effects are more likely to be
observed in normally aging older persons than in patients with dementia or
amnestic conditions. In cases of questionable cognitive decline, the presence
of robust practice effects can help to establish that cognitive functions are
intact. Repeated, closely spaced testings, however, can obscure cognitive
changes or intervention effects. The use of alternate test forms of equivalent
difficulty can help to attenuate practice effect artifact, but such forms may
not be available for many otherwise appropriate tests.
B. Psychologists realize that persons can have significant declines in
day-to-day functional abilities that are not demonstrated on psychometric
instruments because of a relative lack of sensitivity of the tests used.
Psychometric instruments are effective, but still imperfect, measures of
real-life abilities.
C. Reasons why people may do poorly on tests when the ability being assessed is
intact include, but are not limited to, sensory deficits, fatigue, medication
side effects, physical illness and frailness, discomfort or disability, poor
motivation, financial disincentives, depression, anxiety, not understanding the
test instructions, and lack of interest. Psychologists attempt to assess these
sources of error and to limit and control them to the extent that they are
able.
10. Psychologists recognize that providing constructive feedback, support,
and education, as well as maintaining a therapeutic alliance, can be important
parts of the evaluation process.
A. In many instances, patients may benefit from feedback regarding the
evaluation in language that they can understand. Psychologists should exercise
clinical judgement and take into consideration the needs and capabilities of
the particular client when feedback is provided.
B. Providing feedback, education, and support to the family, with clients'
informed consent, are also important aspects of evaluations and enhance their
value and applicability. Knowledge regarding levels of impairment, the expected
course, and expected outcomes can help families to make adequate preparations.
Working with families can provide them with effective and humane methods for
managing persons with problematic behaviors. Appropriately counseling families
regarding known genetic components and the heritability of the various
disorders can address their concerns, and in many cases, allay needless fears.
Healthy older adults who have had concerns about their cognitive functions can
benefit from reassurance based on results of testing (Youngjohn,
Larrabee, & Crook, 1992) and from suggestions as to how they may
enhance their everyday cognitive function.
C. Psychologists attempt to educate themselves regarding currently approved
somatic and nonsomatic treatments of dementia and age-related cognitive
decline. This is a rapidly evolving area and both families and healthcare
professionals can benefit from education.
D. Psychologists offer or recommend appropriate treatment to persons with
dementia and age-related cognitive decline for coexisting emotional and
behavioral disturbances. Cognitive rehabilitation and memory training have
limited effectiveness for persons with dementia, although environmental
restructuring may be useful. By contrast, training in cognitive strategies, use
of memory aids, and mnemonic techniques have proven effectiveness with
nondemented persons, including those with age-related cognitive decline or
those with focal brain disorders (Lapp, 1996; West & Crook, 1991). Clients
and families can be educated about these treatments, which can be offered to
clients as appropriate.
Summary
Assessment of cognitive function among older adults requires specialized
training and refined psychometric tools. Psychologists conducting such
assessments must learn current diagnostic nomenclature and criteria, gain
specialized competence in the selection and use of psychological tests, and
understand both the limitations of these tests and the context in which they
may be used and interpreted. Assessment of cognitive issues in dementia and
age-related cognitive decline is a core focus of the specialty of Clinical
Neuropsychology. Therefore, these guidelines are not intended to suggest the
development of an independent proficiency. Rather, they are intended to state
explicitly some appropriate cautions and concerns for all psychologists who
wish to assess cognitive abilities among older adults, particularly in
distinguishing between normal and pathological processes.
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